KENNETH WALTER SMITH

CIK 1239854 · Senior VP & CFO · last filed 2017-04-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$503.7K

Companies

2

Total Filings

94

Lifetime Open-Market Net

-$5.72M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ROCK Senior VP & CFO 12,500 $40.30 $503.7K $0 82 2017-04-04
CIRCOR INTERNATIONAL INC (CIR) Delisted Sr. VP, CFO, & Treasurer 14,822 $56.00 $830.0K -$5.72M 12 2008-03-20

Recent Filings · Page 5 of 10

94 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-02-26 ROCK Grant (A) $0 EDGAR
2013-02-26 ROCK Disp (D) −10,000 -$181.9K EDGAR
2013-02-25 ROCK Disp (D) $0 EDGAR
2013-01-08 ROCK Mixed −2,619 -$39.3K EDGAR
2013-01-08 ROCK Grant (A) $0 EDGAR
2013-01-08 ROCK Grant (A) +9,545 $0 EDGAR
2013-01-07 ROCK Mixed −2,440 -$39.5K EDGAR
2013-01-04 ROCK Grant (A) $0 EDGAR
2013-01-04 ROCK Mixed +9,545 $157.5K EDGAR
2013-01-03 ROCK Grant (A) $0 EDGAR
Showing 4150 of 94
Page 5 of 10
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.