CAROL L COLMAN
CIK 1240474 · last filed 2026-04-14
CAROL L COLMAN is a corporate insider who has filed 37 SEC Form 4 insider transactions across 12 companies since 2007. The most recent filing shows the insider sold $16.5K of HIO on Apr 14, 2026. Across all open-market trades the lifetime net is +$358.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $108.7K across reported positions. 4 SEC filings were submitted jointly with Robert D Agdern.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$108.7K
12
37
$358.9K
Filer Profile
NORTH SALEM, NY 10560
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | Director | 19,907 | $3.40 | $67.7K | $23.4K | 10 | 2026-04-14 |
| EHI | Director | 1,375 | $5.54 | $7.6K | $32.2K | 3 | 2026-04-14 |
| DMO | Director | 0 | $9.74 | $0 | $12.2K | 4 | 2026-04-14 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Director | 600 | $40.25 | $24.1K | $57.2K | 3 | 2022-01-07 |
| EMO | Director | 400 | $54.68 | $21.9K | $39.3K | 3 | 2021-06-09 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Director | 1,224 | $44.64 | $54.6K | $121.0K | 5 | 2018-03-12 |
| GDO | Director | 800 | $9.75 | $7.8K | $13.8K | 1 | 2016-06-07 |
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | Director | 0 | — | — | $14.7K | 2 | 2015-09-14 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | Director | 3,400 | $10.58 | $36.0K | $48.7K | 1 | 2012-03-12 |
| SCD | Director | 0 | $15.19 | $0 | -$24.6K | 1 | 2010-06-28 |
| HIX | Director | 1,000 | $3.75 | $3.8K | $11.0K | 1 | 2007-07-10 |
| WESTERN ASSET HIGH INCOME FUND INC. (HIF) Delisted | Director | 1,500 | — | — | $9.9K | 1 | 2007-07-10 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-04-14 | HIO | Sell (S) | −4,500 | -$16.5K | EDGAR |
| 2026-04-14 | EHI | Sell (S) | −3,000 | -$18.4K | EDGAR |
| 2026-04-14 | DMO | Sell (S) | −1,400 | -$15.5K | EDGAR |
| 2022-01-07 | HIO | Sell (S) | −1,000 | -$5.1K | EDGAR |
| 2022-01-07 | ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Sell (S) | −800 | -$20.4K | EDGAR |
| 2021-08-30 | HIO | Sell (S) | −2,500 | -$13.1K | EDGAR |
| 2021-06-09 | EMO | Sell (S) | −600 | -$14.4K | EDGAR |
| 2021-06-09 | HIO | Sell (S) | −6,300 | -$32.9K | EDGAR |
| 2020-09-09 | HIO | Sell (S) | −2,100 | -$10.4K | EDGAR |
| 2020-07-30 | HIO | Sell (S) | −1,600 | -$7.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.