CAROL L COLMAN
CIK 1240474 · last filed 2026-04-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$110.2K
Companies
12
Total Filings
37
Lifetime Open-Market Net
$358.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | Director | 19,907 | $3.51 | $69.9K | $23.4K | 10 | 2026-04-14 |
| EHI | Director | 1,375 | $5.78 | $7.9K | $32.2K | 3 | 2026-04-14 |
| DMO | Director | 0 | $10.43 | $0 | $12.2K | 4 | 2026-04-14 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Director | 600 | $40.25 | $24.1K | $57.2K | 3 | 2022-01-07 |
| EMO | Director | 400 | $50.78 | $20.3K | $39.3K | 3 | 2021-06-09 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Director | 1,224 | $44.64 | $54.6K | $121.0K | 5 | 2018-03-12 |
| GDO | Director | 800 | $10.24 | $8.2K | $13.8K | 1 | 2016-06-07 |
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | Director | 0 | — | — | $14.7K | 2 | 2015-09-14 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | Director | 3,400 | $10.58 | $36.0K | $48.7K | 1 | 2012-03-12 |
| SCD | Director | 0 | $15.41 | $0 | -$24.6K | 1 | 2010-06-28 |
| HIX | Director | 1,000 | $3.88 | $3.9K | $11.0K | 1 | 2007-07-10 |
| WESTERN ASSET HIGH INCOME FUND INC. (HIF) Delisted | Director | 1,500 | — | — | $9.9K | 1 | 2007-07-10 |
Recent Filings · Page 2 of 4
37 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-07-14 | HIO | Sell (S) | −700 | -$3.3K | EDGAR |
| 2018-03-12 | ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Buy (P) | +5,000 | $70.7K | EDGAR |
| 2018-03-12 | EMO | Buy (P) | +3,000 | $32.0K | EDGAR |
| 2018-03-12 | ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Buy (P) | +2,000 | $29.0K | EDGAR |
| 2018-03-12 | ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Buy (P) | +4,000 | $43.9K | EDGAR |
| 2018-03-12 | EMO | Buy (P) | +2,000 | $21.7K | EDGAR |
| 2018-03-12 | ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Buy (P) | +3,000 | $33.7K | EDGAR |
| 2016-06-07 | GDO | Buy (P) | +800 | $13.8K | EDGAR |
| 2015-09-14 | ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Sell (S) | −2,000 | -$42.1K | EDGAR |
| 2015-09-14 | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | Sell (S) | −2,000 | -$23.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.