R Jay Gerken
CIK 1240501 · CEO, Pres. & Chairman · last filed 2026-06-25
R Jay Gerken is a CEO, Pres. & Chairman who has filed 83 SEC Form 4 insider transactions across 16 companies since 2007. Across all open-market trades the lifetime net is +$577.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions. 23 SEC filings were submitted jointly with Jeanne Kelly.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ASB.WS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AFB | Director | 2,500 | $10.37 | $25.9K | $27.4K | 1 | 2026-05-27 |
| ASB | Director | 44,838 | $30.30 | $1.36M | $98.2K | 41 | 2026-03-17 |
| ASSOCIATED BANC-CORP (ASB.WS) Delisted | Director | 28,501 | — | — | $100.0K | 21 | 2018-09-19 |
| ASSOCIATED BANC-CORP (ASBC.W) Delisted | Director | 5,882 | — | — | $0 | 2 | 2014-12-17 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | CEO, Pres. & Chairman | 200 | $40.25 | $8.1K | $20.0K | 1 | 2012-07-18 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Pres., CEO & Chairman | 200 | $44.64 | $8.9K | $20.0K | 1 | 2010-06-25 |
| DMO | CEO & Pres. | 2,000 | $9.68 | $19.4K | $39.1K | 1 | 2010-06-24 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | President and CEO | 6,446 | $10.58 | $68.2K | $25.3K | 2 | 2009-04-01 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | President and CEO | 4,443 | — | — | $17.7K | 1 | 2008-11-24 |
| HIO | President and CEO | 4,658 | $3.29 | $15.3K | $8.9K | 1 | 2008-11-24 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | President and CEO | 9,757 | — | — | $22.8K | 1 | 2008-11-24 |
| EHI | President and CEO | 8,621 | $5.37 | $46.3K | $37.2K | 1 | 2008-11-24 |
| WIA | Director | 2,000 | $7.68 | $15.4K | $50.1K | 2 | 2008-07-15 |
| WIW | Director | 2,000 | $7.97 | $15.9K | $24.9K | 1 | 2008-07-15 |
| PAI | President | 2,000 | $11.44 | $22.9K | $56.5K | 1 | 2007-09-20 |
| WEA | President | 2,000 | $9.68 | $19.4K | $28.9K | 1 | 2007-09-20 |
Recent Filings
83 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-25 | — | Other (J) | −11,276 | -$138.0K | |
| 2026-05-27 | AFB | Buy (P) | +2,500 | $27.4K | EDGAR |
| 2026-04-30 | ASB | Notice (144) | −25,134 | -$710.8K | EDGAR |
| 2026-03-17 | ASB | Grant (A) | +384 | $9.4K | EDGAR |
| 2026-02-03 | ASB | Grant (A) | +4,585 | $125.0K | EDGAR |
| 2025-12-16 | ASB | Grant (A) | +352 | $9.5K | EDGAR |
| 2025-09-17 | ASB | Grant (A) | +348 | $9.0K | EDGAR |
| 2025-06-18 | ASB | Grant (A) | +390 | $9.0K | EDGAR |
| 2025-03-19 | ASB | Grant (A) | +399 | $8.9K | EDGAR |
| 2025-02-03 | ASB | Grant (A) | +4,972 | $125.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.