Robert P Shepler
CIK 1279633 · Officer of the Adviser · last filed 2009-02-24
Robert P Shepler is an Officer of the Adviser who has filed 10 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider sold $7.4K of EHI on Feb 24, 2009. Across all open-market trades the lifetime net is +$42.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.4K across reported positions. 26 SEC filings were submitted jointly with Jeanne Kelly.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
HIX price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CICIGROUP ASSET MANAGEMENT
STAMFORD, CT 06902
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EHI | Officer of the Adviser | 0 | $5.30 | $0 | $5.1K | 2 | 2009-02-24 |
| HIX | Officer of the Adviser | 0 | $3.44 | $0 | $15.1K | 2 | 2009-02-24 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | Officer of the Adviser | 0 | — | — | $5.0K | 2 | 2009-02-24 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (ESD) Delisted | Officer of the Adviser | 0 | — | — | $4.5K | 2 | 2009-02-24 |
| EDF | Officer of the Adviser | 1,000 | $4.38 | $4.4K | $12.3K | 1 | 2007-08-22 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-02-24 | EHI | Sell (S) | −1,164 | -$7.4K | EDGAR |
| 2009-02-24 | HIX | Sell (S) | −4,872 | -$24.4K | EDGAR |
| 2009-02-24 | WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | Sell (S) | −1,133 | -$7.7K | EDGAR |
| 2009-02-24 | — | Sell (S) | −1,166 | -$8.7K | |
| 2009-02-24 | WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (ESD) Delisted | Sell (S) | −1,174 | -$12.4K | EDGAR |
| 2007-08-22 | WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | Buy (P) | +1,000 | $12.7K | EDGAR |
| 2007-08-22 | WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (ESD) Delisted | Buy (P) | +1,000 | $16.9K | EDGAR |
| 2007-08-22 | EHI | Buy (P) | +1,000 | $12.4K | EDGAR |
| 2007-08-22 | HIX | Buy (P) | +4,000 | $39.6K | EDGAR |
| 2007-08-22 | EDF | Buy (P) | +1,000 | $12.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.