DAVID MCGAREL

CIK 1241126 · Officer-Investment Adviser · last filed 2024-06-18

DAVID MCGAREL is an Officer-Investment Adviser who has filed 7 SEC Form 4 insider transactions across 4 companies since 2015. The most recent filing shows the insider bought $196.2K of FTHY on Jun 18, 2024. Across all open-market trades the lifetime net is +$460.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $207.3K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$207.3K

Companies

4

Total Filings

7

Lifetime Open-Market Net

$460.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FTHY Officer-Investment Adviser 14,000 $13.44 $188.2K $196.2K 1 2024-06-18
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted Officer-Investment Adviser 18,000 $9.73 $175.1K $178.9K 3 2020-07-10
FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Officer-Investment Adviser 3,990 $12.22 $48.8K $57.6K 2 2015-08-25
FCT Officer-Investment Adviser 2,000 $9.58 $19.2K $27.4K 1 2015-07-28

Recent Filings

7 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-06-18 FTHY Buy (P) +14,000 $196.2K EDGAR
2020-07-10 FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted Buy (P) +7,374 $61.1K EDGAR
2018-10-10 FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted Buy (P) +8,000 $72.0K EDGAR
2017-12-06 FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND (FIV) Delisted Buy (P) +5,000 $45.8K EDGAR
2015-08-25 FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Buy (P) +1,000 $13.8K EDGAR
2015-08-20 FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Buy (P) +3,000 $43.9K EDGAR
2015-07-28 FCT Buy (P) +2,000 $27.4K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.