THOMAS R KADLEC
CIK 1241134 · last filed 2025-11-04
THOMAS R KADLEC is a corporate insider who has filed 10 SEC Form 4 insider transactions across 9 companies since 2007. The most recent filing shows the insider bought $6.1K of FMY on Nov 4, 2025. Across all open-market trades the lifetime net is +$47.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $35.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$35.9K
9
10
$47.8K
Filer Profile
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON, IL 60187
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FMY | Director | 1,616 | $11.43 | $18.5K | $9.0K | 2 | 2025-11-04 |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | Director | 0 | $6.51 | $0 | -$9.9K | 1 | 2021-12-29 |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted | Director | 0 | $8.45 | $0 | -$9.3K | 1 | 2021-12-29 |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Delisted | Director | 0 | $4.15 | $0 | -$9.9K | 1 | 2021-12-29 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) Delisted | Director | 0 | $9.67 | $0 | -$8.5K | 1 | 2021-12-29 |
| FPF | Director | 1,000 | $17.45 | $17.4K | $21.1K | 1 | 2016-01-05 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | Director | 2,000 | — | — | $17.2K | 1 | 2014-10-20 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Director | 1,000 | $12.22 | $12.2K | $18.6K | 1 | 2013-05-31 |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | Director | 1,000 | $9.58 | $9.6K | $19.4K | 1 | 2007-06-14 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-11-04 | FMY | Buy (P) | +503 | $6.1K | EDGAR |
| 2025-10-14 | FMY | Buy (P) | +242 | $3.0K | EDGAR |
| 2021-12-29 | FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | Sell (S) | −1,011 | -$9.9K | EDGAR |
| 2021-12-29 | MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted | Sell (S) | −957 | -$9.3K | EDGAR |
| 2021-12-29 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Delisted | Sell (S) | −2,432 | -$9.9K | EDGAR |
| 2021-12-29 | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) Delisted | Sell (S) | −719 | -$8.5K | EDGAR |
| 2016-01-05 | FPF | Buy (P) | +1,000 | $21.1K | EDGAR |
| 2014-10-20 | FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | Buy (P) | +2,000 | $17.2K | EDGAR |
| 2013-05-31 | FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Buy (P) | +1,000 | $18.6K | EDGAR |
| 2007-06-14 | FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | Buy (P) | +1,000 | $19.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.