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TRACY G SMITH

CIK 1241192 · EVP and CFO · last filed 2026-07-10

TRACY G SMITH is an EVP and CFO who has filed 67 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $284.2K of OCC on Jul 10, 2026. Across all open-market trades the lifetime net is −$284.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.51M

Companies

2

Total Filings

67

Lifetime Open-Market Net

-$284.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OCC EVP and CFO 329,826 $13.66 $4.51M -$284.2K 45 2026-07-10
OPTICAL CABLE CORP (OCCF) Delisted Senior VP and CFO 112,239 — — $0 21 2011-02-02

Recent Filings

67 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-10 OCC Sell (S) −16,485 -$284.2K EDGAR
2026-06-24 OCC Notice (144) −49,960 -$1.11M EDGAR
2026-02-03 OCC Tax (F) −4,341 -$21.4K EDGAR
2025-02-03 OCC Tax (F) −2,624 -$12.9K EDGAR
2024-08-09 OCC Grant (A) +36,630 $0 EDGAR
2024-02-01 OCC Tax (F) −5,142 -$13.7K EDGAR
2023-02-01 OCC Tax (F) −2,955 -$12.1K EDGAR
2022-02-01 OCC Tax (F) −4,207 -$19.9K EDGAR
2021-09-16 OCC Grant (A) +33,393 $0 EDGAR
2020-12-31 OCC Gift (G) +875 $2.4K EDGAR
Showing 1–10 of 67
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.