TRACY G SMITH
CIK 1241192 · EVP and CFO · last filed 2026-07-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$4.51M
Companies
2
Total Filings
67
Lifetime Open-Market Net
-$284.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OCC | EVP and CFO | 329,826 | $13.66 | $4.51M | -$284.2K | 45 | 2026-07-10 |
| OPTICAL CABLE CORP (OCCF) Delisted | Senior VP and CFO | 112,239 | — | — | $0 | 21 | 2011-02-02 |
Recent Filings · Page 3 of 7
67 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-02 | OCC | Tax (F) | −842 | -$2.4K | EDGAR |
| 2016-08-01 | OCC | Tax (F) | −819 | -$1.8K | EDGAR |
| 2016-05-03 | OCC | Tax (F) | −3,507 | -$8.8K | EDGAR |
| 2016-02-01 | OCC | Tax (F) | −1,589 | -$3.8K | EDGAR |
| 2015-11-03 | OCC | Tax (F) | −1,367 | -$4.3K | EDGAR |
| 2015-08-03 | OCC | Tax (F) | −1,367 | -$4.6K | EDGAR |
| 2015-05-01 | OCC | Tax (F) | −1,619 | -$6.6K | EDGAR |
| 2015-04-08 | OCC | Grant (A) | +40,218 | $0 | EDGAR |
| 2015-02-02 | OCC | Tax (F) | −8,173 | -$42.6K | EDGAR |
| 2014-11-04 | OCC | Tax (F) | −1,615 | -$7.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.