TRACY G SMITH

CIK 1241192 · SVP and CFO · last filed 2026-02-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.93M

Companies

2

Total Filings

65

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OCC SVP and CFO 346,311 $22.91 $7.93M $0 44 2026-02-03
OPTICAL CABLE CORP (OCCF) Delisted Senior VP and CFO 112,239 $0 21 2011-02-02

Recent Filings · Page 3 of 7

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-05-03 OCC Tax (F) −3,507 -$8.8K EDGAR
2016-02-01 OCC Tax (F) −1,589 -$3.8K EDGAR
2015-11-03 OCC Tax (F) −1,367 -$4.3K EDGAR
2015-08-03 OCC Tax (F) −1,367 -$4.6K EDGAR
2015-05-01 OCC Tax (F) −1,619 -$6.6K EDGAR
2015-04-08 OCC Grant (A) +40,218 $0 EDGAR
2015-02-02 OCC Tax (F) −8,173 -$42.6K EDGAR
2014-11-04 OCC Tax (F) −1,615 -$7.4K EDGAR
2014-08-04 OCC Tax (F) −1,571 -$6.8K EDGAR
2014-02-03 OCC Tax (F) −1,388 -$5.5K EDGAR
Showing 2130 of 65
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.