Home

THOMAS NEIS

CIK 1244285 · last filed 2015-07-01

THOMAS NEIS is a corporate insider who has filed 30 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider was granted $1.6K of WTFCW on Jul 1, 2015. Current disclosed insider exposure totals $2.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.30M

Companies

2

Total Filings

30

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WINTRUST FINANCIAL CORP (WTFCW) Delisted Director 16,819 — — $0 13 2015-07-01
WTFC Director 15,443 $148.74 $2.30M $0 17 2011-01-03

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +34 $1.6K EDGAR
2015-04-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +34 $1.6K EDGAR
2014-12-31 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +33 $1.5K EDGAR
2014-10-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +32 $1.5K EDGAR
2014-07-02 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +30 $1.5K EDGAR
2013-10-02 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +34 $1.3K EDGAR
2013-04-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +35 $1.3K EDGAR
2012-10-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +36 $1.3K EDGAR
2012-04-03 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +46 $1.3K EDGAR
2012-01-03 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +291 $7.5K EDGAR
Showing 1–10 of 30
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.