THOMAS O MCGIMPSEY
CIK 1245088 · EVP & General Counsel · last filed 2022-04-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
2
Total Filings
72
Lifetime Open-Market Net
-$8.56M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AEIS | EVP & General Counsel | — | $364.96 | — | $0 | 1 | 2022-04-15 |
| ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | EVP & General Counsel | 42,764 | — | — | -$8.56M | 71 | 2022-03-17 |
Recent Filings · Page 6 of 8
72 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-10 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Mixed | — | -$347.0K | EDGAR |
| 2013-11-14 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Mixed | — | -$22.9K | EDGAR |
| 2013-10-30 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Tax (F) | −199 | -$3.9K | EDGAR |
| 2013-08-07 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Sell (S) | −3,630 | -$77.8K | EDGAR |
| 2013-07-24 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Tax (F) | −374 | -$8.2K | EDGAR |
| 2013-05-01 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Tax (F) | −77 | -$1.4K | EDGAR |
| 2013-04-24 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Tax (F) | −116 | -$2.1K | EDGAR |
| 2013-02-20 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Tax (F) | −193 | -$3.5K | EDGAR |
| 2013-02-08 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Sell (S) | −17,493 | -$290.6K | EDGAR |
| 2013-02-05 | ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted | Mixed | +17,493 | -$130.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.