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JAMES A LOCKE III

CIK 1245565 · last filed 2023-07-11

JAMES A LOCKE III is a corporate insider who has filed 36 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for STZ, was dated Jul 20, 2023. Across all open-market trades the lifetime net is −$9.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.3M across reported positions. 40 SEC filings were submitted jointly with CONSTELLATION BRANDS, INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.30M

Companies

1

Total Filings

36

Lifetime Open-Market Net

-$9.47M

Filer Profile

Reported Address
C/O CONSTELLATION BRANDS INC
207 HIGH POINT DRIVE, BUILDING 100
VICTOR, NY 14564
Related Filers
CONSTELLATION BRANDS, INC. — 40 joint filings, latest 2023-07-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STZ Director 41,327 $128.18 $5.30M -$9.47M 35 2023-07-11

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-07-20 STZ Notice (144) −2,750 -$736.1K EDGAR
2023-07-11 STZ Exer (M) +469 $0 EDGAR
2022-11-14 STZ Mixed +264 $0 EDGAR
2022-07-21 STZ Grant (A) — $0 EDGAR
2021-07-22 STZ Grant (A) +510 $0 EDGAR
2021-07-13 STZ Exer (M) +567 $0 EDGAR
2021-05-04 STZ Mixed — -$2.73M EDGAR
2020-07-23 STZ Grant (A) — $0 EDGAR
2020-07-06 STZ Exer (M) +517 $0 EDGAR
2020-02-18 STZ Mixed — -$1.70M EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.