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THOMAS J MULLIN

CIK 1245569 · Exec. VP & Gen. Counsel · last filed 2017-11-09

THOMAS J MULLIN is an Exec. VP & Gen. Counsel who has filed 49 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for STZ, was dated Nov 9, 2017. Across all open-market trades the lifetime net is −$92.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.0M across reported positions. 55 SEC filings were submitted jointly with CONSTELLATION BRANDS, INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.01M

Companies

2

Total Filings

49

Lifetime Open-Market Net

-$92.73M

Filer Profile

Reported Address
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE
VICTOR, NY 14564
Related Filers
CONSTELLATION BRANDS, INC. — 55 joint filings, latest 2017-11-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STZ Exec. VP & Gen. Counsel 54,697 $128.18 $7.01M -$92.73M 44 2017-11-09
AMTD Director 2,568 $0.77 $2.0K $0 5 2008-07-09

Recent Filings

49 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-11-09 STZ Mixed — -$3.96M EDGAR
2017-10-17 STZ Mixed — -$10.47M EDGAR
2017-08-03 STZ Mixed — -$10.66M EDGAR
2017-07-06 STZ Mixed — -$4.61M EDGAR
2017-05-03 STZ Mixed +5,797 -$1.04M EDGAR
2017-04-25 STZ Grant (A) — $0 EDGAR
2017-04-13 STZ Sell (S) −39,854 -$6.76M EDGAR
2017-04-06 STZ Grant (A) — $0 EDGAR
2016-08-26 STZ Sell (S) −9,516 -$1.58M EDGAR
2016-07-06 STZ Mixed +9,516 -$6.63M EDGAR
Showing 1–10 of 49
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.