DIANE M SULLIVAN
CIK 1245939 · Executive Chair · last filed 2025-05-27
DIANE M SULLIVAN is an Executive Chair who has filed 116 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $243.0K of CAL on May 27, 2025. Across all open-market trades the lifetime net is −$35.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.42M
2
116
-$35.39M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CAL | Executive Chair | 98,047 | $14.47 | $1.42M | -$31.43M | 85 | 2025-05-27 |
| CALERES INC (BWS) Delisted | CEO, Pres. & Chair. of Board | 544,220 | — | — | -$3.96M | 26 | 2015-05-28 |
Recent Filings
116 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-05-27 | CAL | Tax (F) | −14,739 | -$243.0K | EDGAR |
| 2025-03-19 | CAL | Tax (F) | −48,818 | -$786.0K | EDGAR |
| 2024-07-24 | CAL | Sell (S) | −17,068 | -$605.1K | EDGAR |
| 2024-06-20 | CAL | Sell (S) | −6,299 | -$212.8K | EDGAR |
| 2024-06-18 | CAL | Sell (S) | −19,764 | -$665.3K | EDGAR |
| 2024-06-17 | CAL | Notice (144) | −43,131 | -$1.46M | EDGAR |
| 2024-05-29 | CAL | Tax (F) | −14,739 | -$530.3K | EDGAR |
| 2024-05-23 | CAL | Sell (S) | −12,584 | -$453.9K | EDGAR |
| 2024-05-22 | CAL | Sell (S) | −33,765 | -$1.23M | EDGAR |
| 2024-05-20 | CAL | Notice (144) | −46,349 | -$1.69M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.