KENNETH C FROEWISS
CIK 1246420 · last filed 2021-06-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$36.4K
Companies
8
Total Filings
24
Lifetime Open-Market Net
$41.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GF | Director | 961 | $11.46 | $11.0K | $20.7K | 10 | 2021-06-28 |
| CEE | Director | 577 | $21.05 | $12.2K | $11.4K | 5 | 2021-01-29 |
| EEA | Director | 1,180 | $11.23 | $13.3K | $0 | 2 | 2020-06-29 |
| DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted | Director | 250 | — | — | $4.6K | 2 | 2016-04-14 |
| DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted | Director | 100 | $10.07 | $1.0K | $1.2K | 1 | 2011-03-14 |
| DWS MULTI-MARKET INCOME TRUST (KMM) Delisted | Director | 100 | — | — | $1.0K | 1 | 2011-03-14 |
| DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted | Director | 100 | — | — | $1.3K | 1 | 2011-03-14 |
| DEUTSCHE HIGH INCOME TRUST (KHI) Delisted | Director | 100 | — | — | $1.0K | 1 | 2011-03-14 |
Recent Filings · Page 2 of 3
24 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-07-01 | GF | Other (J) | +36 | $320 | EDGAR |
| 2019-02-01 | GF | Other (J) | +135 | $1.8K | EDGAR |
| 2019-02-01 | CEE | Other (J) | +20 | $504 | EDGAR |
| 2018-06-27 | GF | Other (J) | +23 | $420 | EDGAR |
| 2017-08-17 | GF | Buy (P) | +1,100 | $10.3K | EDGAR |
| 2017-08-17 | GF | Buy (P) | +600 | $10.3K | EDGAR |
| 2017-08-17 | CEE | Buy (P) | +500 | $11.4K | EDGAR |
| 2016-04-14 | DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted | Sell (S) | −750 | -$10.0K | EDGAR |
| 2011-03-14 | DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted | Buy (P) | +100 | $1.2K | EDGAR |
| 2011-03-14 | DWS MULTI-MARKET INCOME TRUST (KMM) Delisted | Buy (P) | +100 | $1.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.