ARTHUR V FERRARA

CIK 1247199 · last filed 2018-04-03

ARTHUR V FERRARA is a corporate insider who has filed 9 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for GDL, was dated Apr 3, 2018. Across all open-market trades the lifetime net is +$56.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $35.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$35.9K

Companies

2

Total Filings

9

Lifetime Open-Market Net

$56.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GDL	Director	225	$8.41	$1.9K	$30.3K	5	2018-04-03
GAB	Director	6,140	$5.54	$34.0K	$26.3K	4	2017-12-21

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-04-03	GDL	Other (J)	+225	$11.2K	EDGAR
2018-04-03	GDL	Other (J)	−225	-$11.2K	EDGAR
2017-12-21	GAB	Other (J)	+768	$4.2K	EDGAR
2014-10-29	GAB	Other (J)	+672	$3.9K	EDGAR
2012-07-19	GAB	Buy (P)	+4,500	$24.5K	EDGAR
2011-04-18	GDL	Exer (X)	+225	$11.2K	EDGAR
2009-02-13	GDL	Buy (P)	+150	$7.5K	EDGAR
2008-05-28	GAB	Buy (P)	+200	$1.8K	EDGAR
2007-08-20	GDL	Buy (P)	+1,500	$22.8K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.