Richard P Dutkiewicz
CIK 1248235 · Chief Financial Officer · last filed 2017-02-13
Richard P Dutkiewicz is a Chief Financial Officer who has filed 27 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $18.3K of FSFR on Feb 13, 2017. Across all open-market trades the lifetime net is −$121.1K, making them a net seller over the disclosed history. 8 SEC filings were submitted jointly with Oaktree Specialty Lending Corp.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
BAGL price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
GOLDEN, CO 80401
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Oaktree Specialty Lending Corp (FSFR) Delisted | Director | 24,452 | — | — | $48.3K | 3 | 2017-02-13 |
| Oaktree Strategic Income Corp (FSC) Delisted | Director | 5,000 | — | — | $51.3K | 5 | 2017-02-13 |
| EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Chief Financial Officer | 8,500 | — | — | -$220.7K | 13 | 2010-02-24 |
Recent Filings
27 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-02-13 | Oaktree Specialty Lending Corp (FSFR) Delisted | Buy (P) | +4,000 | $18.3K | EDGAR |
| 2017-02-13 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $8.7K | EDGAR |
| 2016-12-07 | Oaktree Specialty Lending Corp (FSFR) Delisted | Buy (P) | +5,000 | $27.6K | EDGAR |
| 2015-12-17 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $7.9K | EDGAR |
| 2015-09-18 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $8.9K | EDGAR |
| 2014-09-26 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $11.5K | EDGAR |
| 2013-12-03 | Oaktree Specialty Lending Corp (FSFR) Delisted | Buy (P) | +250 | $2.3K | EDGAR |
| 2013-07-19 | Oaktree Strategic Income Corp (FSC) Delisted | Buy (P) | +1,000 | $14.3K | EDGAR |
| 2013-05-16 | — | Buy (P) | +4,000 | $43.2K | |
| 2012-03-13 | — | Buy (P) | +3,000 | $29.8K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.