ESL INVESTORS LLC

CIK 1249806 · last filed 2013-03-11

ESL INVESTORS LLC is a corporate insider who has filed 39 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for SHLD, was dated Mar 11, 2013. Across all open-market trades the lifetime net is −$4.07B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.18B across reported positions. The firm reports its address in Bay Harbour, FL. 139 SEC filings were submitted jointly with ESL PARTNERS, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$20.18B
Companies
4
Total Filings
39
Lifetime Open-Market Net
-$4.07B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

AZO price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1170 KANE CONCOURSE
SUITE 200
BAY HARBOUR, FL 33154
Phone
(786) 923-5961
Related Filers
ESL PARTNERS, L.P. — 139 joint filings, latest 2012-03-14
ESL INVESTMENTS, INC. — 138 joint filings, latest 2012-03-14
RBS PARTNERS, L.P. — 137 joint filings, latest 2012-03-14
Edward S Lampert — 132 joint filings, latest 2012-03-14
ESL INSTITUTIONAL PARTNERS, L.P. — 73 joint filings, latest 2012-03-14
RBS INVESTMENT MANAGEMENT, L.L.C. — 70 joint filings, latest 2012-03-14
SEARS HOLDINGS CORP — 19 joint filings, latest 2013-03-11
CRK PARTNERS LLC — 9 joint filings, latest 2012-03-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SHLD 10%+ Owner 0 $61.68 $0 -$311.83M 6 2013-03-11
AN 10%+ Owner 12,882,401 $160.50 $2.07B $301.53M 17 2013-02-21
ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted 10%+ Owner 0 $39.00 $0 -$218.0K 4 2012-05-31
AZO 10%+ Owner 5,561,554 $3256.61 $18.11B -$4.06B 11 2011-12-23

Recent Filings

39 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-03-11 SHLD Other (J) −1,239,056 $0 EDGAR
2013-03-04 SHLD Sell (S) −1,239,056 -$54.96M EDGAR
2013-02-21 AN Other (J) −3,173,029 $0 EDGAR
2012-11-28 AN Other (J) −3,066,509 $0 EDGAR
2012-11-08 AN Sell (S) −26,227 -$1.12M EDGAR
2012-11-02 AN Sell (S) −80,293 -$3.55M EDGAR
2012-09-28 — Other (J) — $0
2012-09-06 SHLD Sell (S) −2,399,824 -$126.59M EDGAR
2012-05-31 ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted Other (J) −340,793 $0 EDGAR
2012-05-25 ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted Other (J) −105,107 $0 EDGAR
Showing 1–10 of 39
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.