Gerald L Seizert

CIK 1251344 · last filed 2024-10-21

Gerald L Seizert is a corporate insider who has filed 59 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $13.8K of AVK on Oct 21, 2024. Across all open-market trades the lifetime net is +$2.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $109.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$109.8K

Companies

Total Filings

Lifetime Open-Market Net

$2.31M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

AVK price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

10865 AVENUE OF THE AMERICAS,
31ST FLOOR
NEW YORK, NY 10018

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AVK	Director	10,140	$10.83	$109.8K	$144.9K	25	2024-10-21
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted	Director	19,700	—	—	$1.14M	19	2017-06-05
Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted	Director	42,203	$11.01	$464.7K	$1.03M	15	2016-11-07

Recent Filings

59 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2024-10-21	AVK	Buy (P)	+1,227	$13.8K	EDGAR
2022-01-06	AVK	Other (J)	+1,500	$0	EDGAR
2021-11-24	AVK	Sell (S)	−23,890	-$442.5K	EDGAR
2020-02-05	AVK	Sell (S)	−28,519	-$441.3K	EDGAR
2020-01-31	AVK	Sell (S)	−59,610	-$926.6K	EDGAR
2019-03-01	AVK	—	—	$0	EDGAR
2019-01-30	AVK	Other (J)	—	$0	EDGAR
2018-09-07	AVK	Buy (P)	+23,700	$371.6K	EDGAR
2018-08-28	AVK	Other (J)	+62,687	$26.3K	EDGAR
2017-06-05	ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted	Sell (S)	−15,000	-$132.1K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.