TRACY V MAITLAND
CIK 1251345 · CHAIRMAN, PRESIDENT & CEO · last filed 2024-10-21
TRACY V MAITLAND is a CHAIRMAN, PRESIDENT & CEO who has filed 37 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $148.7K of AVK on Oct 21, 2024. Across all open-market trades the lifetime net is +$530.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $844.2K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$844.2K
3
37
$530.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVK | CHAIRMAN, PRESIDENT & CEO | 65,749 | $12.84 | $844.2K | $115.9K | 13 | 2024-10-21 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Chairman, President & CEO | 22,000 | $11.01 | $242.2K | -$2.7K | 21 | 2017-11-14 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Chairman, President & CEO | 80,000 | — | — | $417.6K | 3 | 2015-07-16 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-10-21 | AVK | Buy (P) | +13,179 | $148.7K | EDGAR |
| 2023-12-22 | AVK | Sell (S) | −7,163 | -$80.0K | EDGAR |
| 2023-07-18 | AVK | Sell (S) | −59,048 | -$690.3K | EDGAR |
| 2021-12-29 | AVK | Sell (S) | −94,000 | -$1.67M | EDGAR |
| 2019-12-23 | AVK | Buy (P) | +21,000 | $285.8K | EDGAR |
| 2019-01-16 | AVK | Buy (P) | +21,000 | $285.8K | EDGAR |
| 2019-01-11 | AVK | Buy (P) | +15,000 | $203.0K | EDGAR |
| 2018-10-12 | AVK | Buy (P) | +20,000 | $294.0K | EDGAR |
| 2018-10-01 | AVK | Buy (P) | +6,000 | $94.2K | EDGAR |
| 2018-09-11 | AVK | Buy (P) | +24,000 | $376.8K | EDGAR |