TRACY V MAITLAND
CIK 1251345 · CHAIRMAN, PRESIDENT & CEO · last filed 2024-10-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$844.2K
Companies
3
Total Filings
37
Lifetime Open-Market Net
$530.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVK | CHAIRMAN, PRESIDENT & CEO | 65,749 | $12.84 | $844.2K | $115.9K | 13 | 2024-10-21 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Chairman, President & CEO | 22,000 | $11.01 | $242.2K | -$2.7K | 21 | 2017-11-14 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Chairman, President & CEO | 80,000 | — | — | $417.6K | 3 | 2015-07-16 |
Recent Filings · Page 4 of 4
37 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-07-16 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +15,000 | $138.5K | EDGAR |
| 2013-01-29 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +18,000 | $179.7K | EDGAR |
| 2013-01-29 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +10,000 | $70.2K | EDGAR |
| 2012-02-06 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +10,000 | $99.3K | EDGAR |
| 2008-12-19 | AVK | Buy (P) | +10,000 | $88.4K | EDGAR |
| 2007-08-20 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +2,000 | $33.0K | EDGAR |
| 2007-07-23 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +4,000 | $78.0K | EDGAR |
Showing 31–37 of 37
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Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.