WYNNEFIELD CAPITAL INC
CIK 1251567 · last filed 2023-10-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$35.63M
Companies
14
Total Filings
43
Lifetime Open-Market Net
$49.08M
Filer Profile
Reported Address
450 SEVENTH AVESTE 509
NEW YORK, NY 10123
Phone
(212) 760-0814
State of Incorporation
DE
Related Filers
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD — 666 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I — 663 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP — 662 joint filings, latest 2024-10-07
WYNNEFIELD CAPITAL MANAGEMENT LLC — 661 joint filings, latest 2024-10-07
NELSON OBUS — 610 joint filings, latest 2024-10-07
JOSHUA LANDES — 544 joint filings, latest 2024-10-07
Wynnefield Capital, Inc. Profit Sharing Plan — 525 joint filings, latest 2024-10-07
CHANNEL PARTNERSHIP II L P — 170 joint filings, latest 2015-07-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| QRHC | 10%+ Owner | 2,661,459 | $1.38 | $3.67M | $2.57M | 5 | 2023-10-25 |
| DLHC | 10%+ Owner | 3,615,633 | $4.07 | $14.72M | -$5.59M | 2 | 2019-03-18 |
| Summer Infant, Inc. (SUMR) Delisted | 10%+ Owner | 743,348 | $11.99 | $8.91M | $3.34M | 5 | 2018-12-04 |
| Williams Industrial Services Group Inc. (GLPW) Delisted | 10%+ Owner | 2,860,348 | — | — | $1.83M | 2 | 2016-01-14 |
| Jason Industries, Inc. (JASN.W) Delisted | 10%+ Owner | 2,225,669 | — | — | $265.8K | 2 | 2015-08-26 |
| NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | 10%+ Owner | 1,575,971 | — | — | $7.81M | 5 | 2015-06-24 |
| ARIS | 10%+ Owner | 675,685 | $20.05 | $13.55M | -$7.90M | 1 | 2014-12-04 |
| CRWS | 10%+ Owner | 1,356,416 | $2.72 | $3.69M | -$3.36M | 3 | 2012-12-20 |
| LAYNE CHRISTENSEN CO (LAYN) Delisted | 15,890 | — | — | $6.32M | 1 | 2012-09-13 | |
| DLH Holdings Corp. (TSTF) Delisted | 10%+ Owner | 1,125,892 | — | — | $5.86M | 2 | 2009-03-18 |
| NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted | 10%+ Owner | 1,307,392 | — | — | $4.05M | 3 | 2008-09-30 |
| Summer Infant, Inc. (SUMRW) Delisted | 10%+ Owner | 3,937,730 | — | — | $13.70M | 2 | 2008-06-13 |
| ACME COMMUNICATIONS INC (ACME) Delisted | 10%+ Owner | 2,860,163 | — | — | $133.3K | 2 | 2008-01-11 |
| BREEZE-EASTERN CORP (BZC) Delisted | 10%+ Owner | 3,422,066 | — | — | $20.06M | 1 | 2007-06-13 |
Recent Filings · Page 2 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-10-29 | Williams Industrial Services Group Inc. (GLPW) Delisted | Buy (P) | +342,400 | $1.47M | EDGAR |
| 2015-08-26 | Jason Industries, Inc. (JASN.W) Delisted | Buy (P) | +40,000 | $187.2K | EDGAR |
| 2015-06-24 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +88,712 | $1.09M | EDGAR |
| 2015-06-04 | Jason Industries, Inc. (JASN.W) Delisted | Buy (P) | +11,728 | $78.6K | EDGAR |
| 2015-05-12 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +140,376 | $1.81M | EDGAR |
| 2015-04-23 | — | Buy (P) | +4,280 | $48.1K | |
| 2014-12-04 | ARIS | Sell (S) | −2,106,237 | -$7.90M | EDGAR |
| 2014-08-19 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +110,600 | $1.72M | EDGAR |
| 2014-07-22 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +145,957 | $2.33M | EDGAR |
| 2014-07-14 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +52,500 | $854.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.