ROBERT M ETTINGER
CIK 1252910 · President · last filed 2015-06-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.73M
Companies
5
Total Filings
14
Lifetime Open-Market Net
$2.00M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FFC | President | 61,664 | $16.09 | $992.2K | $512.1K | 3 | 2015-06-30 |
| DFP | President | 38,594 | $20.75 | $800.8K | $809.7K | 5 | 2015-06-23 |
| FLC | President | 38,072 | $16.74 | $637.3K | $530.0K | 3 | 2011-08-10 |
| PFO | President | 20,000 | $9.07 | $181.4K | $72.0K | 1 | 2007-12-17 |
| PFD | President | 10,309 | $11.39 | $117.4K | $79.3K | 2 | 2007-11-07 |
Recent Filings · Page 2 of 2
14 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-11-07 | PFD | Buy (P) | +5,000 | $62.8K | EDGAR |
| 2007-11-07 | PFD | Buy (P) | +1,309 | $16.6K | EDGAR |
| 2007-08-02 | FFC | Buy (P) | +5,000 | $94.8K | EDGAR |
| 2007-08-02 | FLC | Buy (P) | +3,400 | $64.8K | EDGAR |
Showing 11–14 of 14
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.