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PHILLIP W BAXTER

CIK 1253451 · last filed 2016-03-07

PHILLIP W BAXTER is a corporate insider who has filed 39 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for CNX, was dated Mar 7, 2016. Across all open-market trades the lifetime net is −$3.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions. 43 SEC filings were submitted jointly with CNX Resources Corp.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.31M

Companies

2

Total Filings

39

Lifetime Open-Market Net

-$3.38M

Filer Profile

Related Filers
CNX Resources Corp — 43 joint filings, latest 2016-03-07
CNX Gas Corp — 7 joint filings, latest 2010-05-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CNX Director 34,875 $37.49 $1.31M $0 35 2016-03-07
CNX Gas Corp (CXG) Delisted Director 0 — — -$3.38M 4 2010-05-28

Recent Filings

39 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-03-07 CNX Grant (A) +4 $0 EDGAR
2015-11-24 CNX Grant (A) +5 $0 EDGAR
2015-08-26 CNX Grant (A) +3 $0 EDGAR
2015-05-26 CNX Grant (A) +8 $0 EDGAR
2015-05-08 CNX Grant (A) +4,539 $0 EDGAR
2015-03-06 CNX Grant (A) +7 $0 EDGAR
2014-12-04 CNX Grant (A) +5 $0 EDGAR
2014-09-04 CNX Grant (A) +5 $0 EDGAR
2014-03-04 CNX Grant (A) +5 $0 EDGAR
2013-12-06 CNX Grant (A) +12 $0 EDGAR
Showing 1–10 of 39
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.