PHILLIP W BAXTER
CIK 1253451 · last filed 2016-03-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.31M
Companies
2
Total Filings
39
Lifetime Open-Market Net
-$3.38M
Filer Profile
Related Filers
CNX Resources Corp — 43 joint filings, latest 2016-03-07
CNX Gas Corp — 7 joint filings, latest 2010-05-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CNX | Director | 34,875 | $37.62 | $1.31M | $0 | 35 | 2016-03-07 |
| CNX Gas Corp (CXG) Delisted | Director | 0 | — | — | -$3.38M | 4 | 2010-05-28 |
Recent Filings · Page 4 of 4
39 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-11-24 | CNX | Grant (A) | +13 | $0 | EDGAR |
| 2009-08-26 | CNX | Grant (A) | +14 | $0 | EDGAR |
| 2009-05-27 | CNX | Grant (A) | +15 | $0 | EDGAR |
| 2009-04-30 | CNX | Grant (A) | +3,233 | $0 | EDGAR |
| 2009-04-01 | CNX | Grant (A) | +10,203 | $0 | EDGAR |
| 2009-04-01 | CNX Gas Corp (CXG) Delisted | Disp (D) | −10,623 | $0 | EDGAR |
| 2009-02-19 | CNX | Grant (A) | +994 | $0 | EDGAR |
| 2008-04-23 | CNX Gas Corp (CXG) Delisted | Grant (A) | +4,808 | $0 | EDGAR |
| 2007-04-25 | CNX Gas Corp (CXG) Delisted | Grant (A) | +6,969 | $0 | EDGAR |
Showing 31–39 of 39
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Page 4 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.