ROBERT HAMWEE

CIK 1260098 · CEO and Director · last filed 2023-08-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.83M

Companies

2

Total Filings

18

Lifetime Open-Market Net

$4.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NMFC CEO and Director 561,373 $6.82 $3.83M $3.53M 14 2023-08-04
New Mountain Finance Corp (NMFX) Delisted CEO 456,056 $994.1K 4 2020-08-24

Recent Filings · Page 2 of 2

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-02 NMFC Buy (P) +25,000 $333.3K EDGAR
2015-12-15 NMFC Buy (P) +25,000 $308.7K EDGAR
2015-09-30 NMFC Buy (P) +20,000 $270.9K EDGAR
2014-03-10 NMFC Buy (P) +12,000 $177.0K EDGAR
2013-08-13 NMFC Buy (P) +15,000 $219.8K EDGAR
2012-11-19 NMFC Buy (P) +10,000 $145.7K EDGAR
2012-05-14 NMFC Buy (P) +10,000 $137.9K EDGAR
2011-05-23 NMFC Buy (P) +68,965 $948.3K EDGAR
Showing 1118 of 18
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.