ROBERT HAMWEE
CIK 1260098 · CEO and Director · last filed 2023-08-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.83M
Companies
2
Total Filings
18
Lifetime Open-Market Net
$4.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NMFC | CEO and Director | 561,373 | $6.82 | $3.83M | $3.53M | 14 | 2023-08-04 |
| New Mountain Finance Corp (NMFX) Delisted | CEO | 456,056 | — | — | $994.1K | 4 | 2020-08-24 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-11-02 | NMFC | Buy (P) | +25,000 | $333.3K | EDGAR |
| 2015-12-15 | NMFC | Buy (P) | +25,000 | $308.7K | EDGAR |
| 2015-09-30 | NMFC | Buy (P) | +20,000 | $270.9K | EDGAR |
| 2014-03-10 | NMFC | Buy (P) | +12,000 | $177.0K | EDGAR |
| 2013-08-13 | NMFC | Buy (P) | +15,000 | $219.8K | EDGAR |
| 2012-11-19 | NMFC | Buy (P) | +10,000 | $145.7K | EDGAR |
| 2012-05-14 | NMFC | Buy (P) | +10,000 | $137.9K | EDGAR |
| 2011-05-23 | NMFC | Buy (P) | +68,965 | $948.3K | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.