KAREN A DAWES

CIK 1261506 · Chairperson of the Board · last filed 2026-05-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$14.11M

Companies

5

Total Filings

81

Lifetime Open-Market Net

-$18.21M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RGEN Director 92,816 $130.59 $12.12M -$18.17M 51 2026-05-18
Barinthus Biotherapeutics plc. (VACC) Delisted Director 1,700 $5.00 $8.5K $28.9K 5 2025-06-11
ASRT Director 84,589 $23.48 $1.99M -$93.0K 4 2020-05-11
Assertio Therapeutics, Inc (DEPO) Delisted Director 12,867 $27.3K 17 2018-05-10
PDL BIOPHARMA, INC. (PDLI) Delisted Chairperson of the Board 2,250 $0 4 2008-04-30

Recent Filings · Page 3 of 9

81 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-07-22 RGEN Sell (S) −4,585 -$926.6K EDGAR
2021-07-22 RGEN Mixed +1,409 -$186.7K EDGAR
2021-07-15 RGEN Mixed +4,449 $428.0K EDGAR
2021-05-17 RGEN Grant (A) +604 $0 EDGAR
2021-05-13 RGEN Mixed +14,715 -$2.1K EDGAR
2021-05-06 Barinthus Biotherapeutics plc. (VACC) Delisted Buy (P) +1,700 $28.9K EDGAR
2021-05-04 Barinthus Biotherapeutics plc. (VACC) Delisted Grant (A) $0 EDGAR
2020-06-22 RGEN Sell (S) −18,705 -$2.15M EDGAR
2020-05-21 RGEN Sell (S) −517 -$72.1K EDGAR
2020-05-21 RGEN Mixed +7,800 -$1.21M EDGAR
Showing 2130 of 81
Page 3 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.