Catherine Rice
CIK 1262668 · Chief Financial Officer · last filed 2026-05-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SAFE price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
33RD FLR
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BRSP | Director | 140,367 | $3.67 | $515.8K | $50.3K | 6 | 2026-05-21 |
| UE | Director | 36,167 | $19.32 | $698.7K | $0 | 5 | 2026-05-08 |
| STORE CAPITAL Corp (STOR) Delisted | Director | 0 | $32.21 | $0 | $0 | 7 | 2023-02-03 |
| BrightSpire Capital, Inc. (CLNC) Delisted | Director | 45,700 | $10.32 | $471.6K | $0 | 3 | 2021-06-11 |
| WPC | Chief Financial Officer | 37,779 | $63.82 | $2.41M | $0 | 2 | 2015-02-13 |
| SAFE | Chief Financial Officer | 211,202 | $11.30 | $2.39M | $138.4K | 7 | 2009-03-04 |
Recent Filings · Page 3 of 4
31 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-03-16 | — | Grant (A) | +6,218 | $0 | |
| 2017-11-01 | STORE CAPITAL Corp (STOR) Delisted | Grant (A) | +2,269 | $0 | EDGAR |
| 2015-02-13 | WPC | Grant (A) | +10,397 | $0 | EDGAR |
| 2014-02-10 | WPC | Grant (A) | +11,916 | $0 | EDGAR |
| 2009-03-04 | SAFE | Tax (F) | +16,229 | $0 | EDGAR |
| 2008-10-14 | SAFE | Grant (A) | +150,000 | $0 | EDGAR |
| 2008-03-14 | SAFE | Buy (P) | +10,000 | $138.4K | EDGAR |
| 2008-01-22 | SAFE | Grant (A) | +79,823 | $0 | EDGAR |
| 2008-01-15 | SAFE | Tax (F) | +13,355 | $0 | EDGAR |
| 2007-01-19 | SAFE | Grant (A) | +31,204 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.