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DAVID L CAPLAN

CIK 1267607 · Sr. VP, Materials Projects · last filed 2013-12-10

DAVID L CAPLAN is a Sr. VP, Materials Projects who has filed 31 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $104.0K of AGCO on Dec 10, 2013. Across all open-market trades the lifetime net is −$3.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.52M

Companies

2

Total Filings

31

Lifetime Open-Market Net

-$3.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AGCO Sr. VP, Materials Projects 8,683 $117.27 $1.02M -$3.18M 22 2013-12-10
AG Sr. VP, Materials Management 30,424 $16.45 $500.5K -$476.3K 9 2009-03-02

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-12-10 AGCO Sell (S) −1,738 -$104.0K EDGAR
2013-10-15 AGCO Sell (S) −2,606 -$162.7K EDGAR
2013-09-20 AGCO Sell (S) −2,606 -$156.3K EDGAR
2013-08-09 AGCO Sell (S) −7,065 -$401.9K EDGAR
2013-08-02 AGCO Sell (S) −3,806 -$218.3K EDGAR
2013-05-15 AGCO Sell (S) −5,000 -$283.9K EDGAR
2013-04-16 AGCO Sell (S) −10,000 -$489.7K EDGAR
2013-02-20 AGCO Sell (S) −14,353 -$770.5K EDGAR
2013-02-13 AGCO Mixed +3,082 -$142.1K EDGAR
2013-02-11 AGCO Mixed +11,271 -$306.4K EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.