SAUL B ROSENTHAL
CIK 1268529 · President and COO · last filed 2026-05-21
SAUL B ROSENTHAL is a President and COO who has filed 83 SEC Form 4 insider transactions across 9 companies since 2007. The most recent filing shows the insider bought $166.7K of OXSQH on May 21, 2026. Across all open-market trades the lifetime net is +$50.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $248.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$248.62M
9
83
$50.58M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OXSQH | President and COO | 2,203,377 | $24.80 | $54.64M | $166.7K | 1 | 2026-05-21 |
| OXLCZ | President | 7,789,887 | $24.81 | $193.27M | $40.04M | 2 | 2024-12-17 |
| Oxford Square Capital Corp. (OXSQZ) Delisted | President and COO | 2,057,878 | $25.20 | $51.86M | $1.42M | 23 | 2023-07-06 |
| OXLCP | President | 28,211 | $25.01 | $705.6K | $760.9K | 3 | 2020-03-18 |
| Oxford Square Capital Corp. (OXSQL) Delisted | President and COO | 1,202,109 | $25.32 | $30.44M | $153.7K | 6 | 2018-04-18 |
| Oxford Square Capital Corp. (TICCL) Delisted | President and COO | 1,177,033 | — | — | $2.08M | 22 | 2018-03-22 |
| Oxford Lane Capital Corp. (TESO) Delisted | President | 130,000 | — | — | $1.45M | 7 | 2017-06-23 |
| Oxford Square Capital Corp. (TICC) Delisted | President and COO | 805,050 | — | — | $4.46M | 15 | 2016-06-21 |
| Oxford Square Capital Corp. (TICCR) Delisted | President and COO | 11,581 | — | — | $51.1K | 2 | 2008-06-17 |
Recent Filings
83 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-21 | OXSQH | Buy (P) | +144,703 | $166.7K | EDGAR |
| 2026-05-04 | — | Buy (P) | +283,929 | $5.00M | |
| 2024-12-17 | OXLCZ | Buy (P) | +2,960,000 | $15.04M | EDGAR |
| 2024-09-24 | — | Buy (P) | +197,128 | $5.50M | |
| 2024-05-29 | OXLCZ | Buy (P) | +4,630,000 | $25.00M | EDGAR |
| 2023-07-06 | Oxford Square Capital Corp. (OXSQZ) Delisted | Exer (X) | +514,194 | $1.37M | EDGAR |
| 2022-05-31 | Oxford Square Capital Corp. (OXSQZ) Delisted | Buy (P) | +1,773 | $7.1K | EDGAR |
| 2022-05-26 | Oxford Square Capital Corp. (OXSQZ) Delisted | Buy (P) | +5,038 | $20.1K | EDGAR |
| 2022-05-23 | Oxford Square Capital Corp. (OXSQZ) Delisted | Buy (P) | +5,123 | $20.5K | EDGAR |
| 2022-05-19 | Oxford Square Capital Corp. (OXSQZ) Delisted | Buy (P) | +10,027 | $41.0K | EDGAR |