SAUL B ROSENTHAL
CIK 1268529 · President and COO · last filed 2026-05-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$248.62M
Companies
9
Total Filings
83
Lifetime Open-Market Net
$50.58M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OXSQH | President and COO | 2,203,377 | $24.80 | $54.64M | $166.7K | 1 | 2026-05-21 |
| OXLCZ | President | 7,789,887 | $24.81 | $193.27M | $40.04M | 2 | 2024-12-17 |
| Oxford Square Capital Corp. (OXSQZ) Delisted | President and COO | 2,057,878 | $25.20 | $51.86M | $1.42M | 23 | 2023-07-06 |
| OXLCP | President | 28,211 | $25.01 | $705.6K | $760.9K | 3 | 2020-03-18 |
| Oxford Square Capital Corp. (OXSQL) Delisted | President and COO | 1,202,109 | $25.32 | $30.44M | $153.7K | 6 | 2018-04-18 |
| Oxford Square Capital Corp. (TICCL) Delisted | President and COO | 1,177,033 | — | — | $2.08M | 22 | 2018-03-22 |
| Oxford Lane Capital Corp. (TESO) Delisted | President | 130,000 | — | — | $1.45M | 7 | 2017-06-23 |
| Oxford Square Capital Corp. (TICC) Delisted | President and COO | 805,050 | — | — | $4.46M | 15 | 2016-06-21 |
| Oxford Square Capital Corp. (TICCR) Delisted | President and COO | 11,581 | — | — | $51.1K | 2 | 2008-06-17 |
Recent Filings · Page 8 of 9
83 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-03-12 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +10,000 | $170.0K | EDGAR |
| 2013-11-18 | Oxford Lane Capital Corp. (TESO) Delisted | Buy (P) | +22,222 | $500.0K | EDGAR |
| 2013-02-26 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +38,000 | $551.0K | EDGAR |
| 2012-04-30 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +18,000 | $247.5K | EDGAR |
| 2011-12-21 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +20,000 | $170.0K | EDGAR |
| 2011-08-26 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +4,000 | $60.0K | EDGAR |
| 2011-01-25 | Oxford Lane Capital Corp. (TESO) Delisted | Buy (P) | +37,500 | $750.0K | EDGAR |
| 2008-11-12 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +25,000 | $76.0K | EDGAR |
| 2008-09-18 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +25,000 | $117.0K | EDGAR |
| 2008-06-24 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +25,000 | $126.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.