Patrick Conroy
CIK 1272733 · CFO, CCO & Corp. Secretary · last filed 2014-03-12
Patrick Conroy is a CFO, CCO & Corp. Secretary who has filed 17 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider exercised options on $85.0K of TESO on Mar 12, 2014. Across all open-market trades the lifetime net is +$751.5K, making them a net buyer over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
TESO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
GREENWICH, CT 06830
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Oxford Lane Capital Corp. (TESO) Delisted | CFO, CCO & Corp. Secretary | 10,000 | — | — | $465.2K | 8 | 2014-03-12 |
| Oxford Square Capital Corp. (TICC) Delisted | CFO, CCO and Secretary | 54,985 | — | — | $276.7K | 7 | 2011-12-21 |
| Oxford Square Capital Corp. (TICCR) Delisted | CFO, COO, Treas. and Sec. | 3,009 | — | — | $9.6K | 2 | 2008-06-17 |
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-03-12 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +5,000 | $85.0K | EDGAR |
| 2013-12-19 | Oxford Lane Capital Corp. (TESO) Delisted | Buy (P) | +9,000 | $153.0K | EDGAR |
| 2013-11-18 | Oxford Lane Capital Corp. (TESO) Delisted | Buy (P) | +10,000 | $225.0K | EDGAR |
| 2013-02-26 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +7,000 | $101.5K | EDGAR |
| 2012-04-30 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +7,000 | $96.2K | EDGAR |
| 2011-12-21 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +10,000 | $85.0K | EDGAR |
| 2011-09-02 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +2,000 | $30.0K | EDGAR |
| 2011-08-26 | Oxford Lane Capital Corp. (TESO) Delisted | Exer (X) | +1,666 | $25.0K | EDGAR |
| 2011-03-22 | Oxford Lane Capital Corp. (TESO) Delisted | Buy (P) | +5,000 | $87.2K | EDGAR |
| 2010-05-13 | Oxford Square Capital Corp. (TICC) Delisted | Buy (P) | +5,000 | $40.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.