ROBERT BAFFI

CIK 1274826 · President, Global Mfg/Tech Ops · last filed 2026-02-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.06M

Companies

3

Total Filings

97

Lifetime Open-Market Net

-$40.09M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NGNE Director $35.69 $0 4 2026-02-24
BMRN President, Global Mfg/Tech Ops 189,020 $63.81 $12.06M -$40.09M 90 2020-03-24
HUMANIGEN, INC (KBIO) Delisted Director $0 2 2015-07-14

Recent Filings · Page 4 of 10

97 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-07 BMRN Tax (F) −1,644 -$148.0K EDGAR
2016-05-19 BMRN Sell (S) −5,000 -$435.2K EDGAR
2016-05-17 BMRN Tax (F) −1,566 -$129.5K EDGAR
2016-05-10 BMRN Mixed −1,674 -$147.5K EDGAR
2016-03-17 BMRN Grant (A) +16,190 $0 EDGAR
2016-03-07 BMRN Mixed −2,395 -$214.5K EDGAR
2016-03-02 BMRN Tax (F) −47,273 -$3.87M EDGAR
2016-02-26 BMRN Grant (A) +72,633 $0 EDGAR
2015-07-14 HUMANIGEN, INC (KBIO) Delisted Grant (A) $0 EDGAR
2015-06-08 BMRN Mixed −1,644 -$198.0K EDGAR
Showing 3140 of 97
Page 4 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.