THOMAS BRAXTON KING

CIK 1279309 · Executive Chairman · last filed 2025-09-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.68M

Companies

5

Total Filings

65

Lifetime Open-Market Net

-$577.9K

Filer Profile

Reported Address
22722 29TH DR. SE
SUITE 100
BOTHELL, WA 98021
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ACHV Executive Chairman 315,142 $8.49 $2.68M -$387.4K 6 2025-09-08
TFF Pharmaceuticals, Inc. (TFFP) Delisted Director 1,583 $0.07 $103 $0 3 2024-07-08
Satsuma Pharmaceuticals, Inc. (STSA) Delisted Director $1.10 $0 4 2023-06-08
VIVUS INC (VVUS) Delisted Interim Chief Executive Office $0 5 2020-02-24
Alexza Pharmaceuticals Inc. (ALXA) Delisted President & CEO 77,223 -$190.5K 46 2015-11-03

Recent Filings · Page 4 of 7

65 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-08-29 Alexza Pharmaceuticals Inc. (ALXA) Delisted Mixed −10,000 -$41.4K EDGAR
2012-07-30 Alexza Pharmaceuticals Inc. (ALXA) Delisted Grant (A) $0 EDGAR
2012-06-08 Alexza Pharmaceuticals Inc. (ALXA) Delisted Sell (S) −65,516 -$22.2K EDGAR
2012-05-14 Alexza Pharmaceuticals Inc. (ALXA) Delisted $0 EDGAR
2012-05-14 Alexza Pharmaceuticals Inc. (ALXA) Delisted Grant (A) +100,000 $0 EDGAR
2012-05-01 Alexza Pharmaceuticals Inc. (ALXA) Delisted $0 EDGAR
2012-03-26 Alexza Pharmaceuticals Inc. (ALXA) Delisted Grant (A) +65,516 $0 EDGAR
2011-08-01 Alexza Pharmaceuticals Inc. (ALXA) Delisted Grant (A) $0 EDGAR
2011-06-01 Alexza Pharmaceuticals Inc. (ALXA) Delisted Gift (G) $0 EDGAR
2011-05-02 Alexza Pharmaceuticals Inc. (ALXA) Delisted $0 EDGAR
Showing 3140 of 65
Page 4 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.