DOUGLAS K BRATTON

CIK 1281933 · last filed 2024-12-04

DOUGLAS K BRATTON is a corporate insider who has filed 8 SEC Form 4 insider transactions across 3 companies since 2015. The most recent filing, for AQST, was dated Dec 4, 2024. Across all open-market trades the lifetime net is −$36.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $248.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$248.7K

Companies

3

Total Filings

8

Lifetime Open-Market Net

-$36.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AQST Director 59,636 $4.17 $248.7K $0 4 2024-12-04
DNLI 10%+ Owner 0 $21.66 $0 -$20.72M 2 2020-12-23
Juno Therapeutics, Inc. (JUNO) Delisted 10%+ Owner 25,766,130 -$15.99M 2 2015-07-02

Recent Filings

8 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-12-04 AQST Gift (G) −40,000 $0 EDGAR
2020-12-23 DNLI Other (J) −1,533,644 $0 EDGAR
2020-12-15 DNLI Sell (S) −258,496 -$20.72M EDGAR
2020-06-18 AQST Grant (A) $0 EDGAR
2019-06-17 AQST Grant (A) $0 EDGAR
2018-07-26 AQST Grant (A) $0 EDGAR
2015-07-02 Juno Therapeutics, Inc. (JUNO) Delisted Sell (S) −40,000 -$2.19M EDGAR
2015-06-25 Juno Therapeutics, Inc. (JUNO) Delisted Mixed −1,095,726 -$13.80M EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.