Bratton Capital Inc.

CIK 1723783 · last filed 2021-03-16

Bratton Capital Inc. is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2019. The most recent filing, for AQST, was dated Mar 16, 2021. Current disclosed insider exposure totals $36.7M across reported positions. The firm reports its address in Fort Worth, TX. 9 SEC filings were submitted jointly with DOUGLAS K BRATTON.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$36.74M

Companies

2

Total Filings

2

Lifetime Open-Market Net

$0

Filer Profile

Reported Address

201 MAIN STREET
SUITE 1900
FORT WORTH, TX 76102

Phone

(817) 339-7600

State of Incorporation

Related Filers

DOUGLAS K BRATTON — 9 joint filings, latest 2021-03-16

Bratton Capital Management, L.P. — 9 joint filings, latest 2021-03-16

Neuro Line Partners LP — 7 joint filings, latest 2020-12-23

Crestline Investors, Inc. — 2 joint filings, latest 2017-12-14

Crestline Management, LP — 2 joint filings, latest 2017-12-14

Crestline SI (GP), L.P. — 2 joint filings, latest 2017-12-14

Monoline Partners, L.P. — 2 joint filings, latest 2021-03-16

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AQST	10%+ Owner	3,481,332	$4.78	$16.64M	$0	1	2021-03-16
DNLI	10%+ Owner	953,035	$21.09	$20.10M	$0	1	2019-04-09

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-03-16	AQST	Mixed	−15,793,524	$0	EDGAR
2019-04-09	DNLI	Other (J)	−635,056	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.