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ARTHUR H PENN

CIK 1284937 · Chairman and CEO · last filed 2023-05-19

ARTHUR H PENN is a Chairman and CEO who has filed 99 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $134.2K of PNNT on May 19, 2023. Across all open-market trades the lifetime net is +$6.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $6.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.92M

Companies

4

Total Filings

99

Lifetime Open-Market Net

$5.99M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PNNT Chairman and CEO 1,306,833 $3.35 $4.38M $3.95M 48 2023-05-19
PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Chairman and CEO 1,131,833 $25.08 $28.39M $643.6K 8 2020-03-23
PFLT Chairman and CEO 344,009 $7.40 $2.55M -$150.9K 30 2020-03-23
PENNANTPARK INVESTMENT CORP (PNTA) Delisted Chairman and CEO / Investment 713,323 — — $1.55M 13 2017-05-17

Recent Filings

99 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-19 PNNT Buy (P) +24,000 $134.2K EDGAR
2023-05-18 PNNT Buy (P) +23,000 $127.3K EDGAR
2023-05-17 PNNT Buy (P) +21,000 $113.8K EDGAR
2023-05-16 PNNT Buy (P) +25,000 $134.2K EDGAR
2023-02-17 PNNT Buy (P) +27,000 $155.2K EDGAR
2023-02-14 PNNT Buy (P) +25,000 $143.2K EDGAR
2023-02-13 PNNT Buy (P) +30,000 $168.4K EDGAR
2020-03-23 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +32,000 $80.2K EDGAR
2020-03-23 PFLT Buy (P) +22,000 $95.1K EDGAR
2020-03-19 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +35,000 $80.4K EDGAR
Showing 1–10 of 99
Page 1 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.