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FREDERICK C HERBST

CIK 1285197 · Chief Financial Officer · last filed 2024-04-03

FREDERICK C HERBST is a Chief Financial Officer who has filed 8 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider was granted $75.0K of REFI on Apr 3, 2024. Across all open-market trades the lifetime net is +$211.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $209.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$209.0K

Companies

3

Total Filings

8

Lifetime Open-Market Net

$211.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
REFI Director 19,475 $10.73 $209.0K $80.0K 3 2024-04-03
Ready Capital Corp (SLD) Delisted Chief Financial Officer 47,528 — — $131.5K 2 2018-03-08
CLAYTON HOLDINGS INC (CLAY) Delisted Chief Financial Officer 30,500 $10.66 $325.1K $0 2 2007-12-27

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-04-03 REFI Grant (A) +4,811 $75.0K EDGAR
2023-01-04 REFI Grant (A) +4,976 $0 EDGAR
2021-12-10 REFI Mixed +9,688 $80.0K EDGAR
2018-03-08 Ready Capital Corp (SLD) Delisted Grant (A) +14,439 $0 EDGAR
2016-11-30 Ready Capital Corp (SLD) Delisted Buy (P) +10,000 $131.5K EDGAR
2008-07-10 — Disp (D) −30,500 -$183.0K
2007-12-27 CLAYTON HOLDINGS INC (CLAY) Delisted Grant (A) — $0 EDGAR
2007-02-01 CLAYTON HOLDINGS INC (CLAY) Delisted Grant (A) +12,500 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.