BRIAN D SIMON
CIK 1287725 · Chief Compliance Officer · last filed 2009-02-02
BRIAN D SIMON is a Chief Compliance Officer who has filed 2 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for LGI, was dated Feb 2, 2009.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LGI | Chief Compliance Officer | — | $17.71 | — | $0 | 1 | 2009-02-02 |
| Lazard World Dividend & Income Fund, Inc. (LOR) Delisted | Chief Compliance Officer | — | — | — | $0 | 1 | 2009-02-02 |
Recent Filings
2 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-02-02 | LGI | Buy (P) | — | $0 | EDGAR |
| 2009-02-02 | Lazard World Dividend & Income Fund, Inc. (LOR) Delisted | Buy (P) | — | $0 | EDGAR |