Home

DAVID KURZWEIL

CIK 1287726 · Assistant Secretary of Fund · last filed 2008-01-29

DAVID KURZWEIL is an Assistant Secretary of Fund who has filed 5 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $3.5K of LOR on Jan 29, 2008. Across all open-market trades the lifetime net is −$8.5K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$8.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Lazard World Dividend & Income Fund, Inc. (LOR) Delisted Assistant Secretary of Fund 150 — — -$3.1K 3 2008-01-29
LGI Assistant Secretary 0 $18.45 $0 -$5.4K 2 2007-05-17

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-01-29 Lazard World Dividend & Income Fund, Inc. (LOR) Delisted Sell (S) −200 -$3.5K EDGAR
2008-01-25 Lazard World Dividend & Income Fund, Inc. (LOR) Delisted Sell (S) −200 -$3.5K EDGAR
2007-11-21 Lazard World Dividend & Income Fund, Inc. (LOR) Delisted Buy (P) +200 $4.0K EDGAR
2007-05-17 LGI Sell (S) −145 -$3.3K EDGAR
2007-04-17 LGI Buy (P) −95 -$2.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.