Andrew Kau
CIK 1293768 · last filed 2021-04-01
Andrew Kau is a corporate insider who has filed 16 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing, for SYNC, was dated Apr 1, 2021. Across all open-market trades the lifetime net is −$7.4M, making them a net seller over the disclosed history. 11 SEC filings were submitted jointly with Pacven Walden Management Co. Ltd.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
1
16
-$7.43M
Filer Profile
ONE CALIFORNIA STREET, 28TH FLOOR
SAN FRANCISCO, CA 94111
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Synacor, Inc. (SYNC) Delisted | Director | 39,312 | $2.19 | $86.1K | -$7.43M | 16 | 2021-04-01 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-04-01 | Synacor, Inc. (SYNC) Delisted | Mixed | −3,983,725 | -$8.76M | EDGAR |
| 2020-10-28 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +9,856 | $0 | EDGAR |
| 2020-09-09 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +61,322 | $0 | EDGAR |
| 2020-05-01 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +17,362 | $25.0K | EDGAR |
| 2020-05-01 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +8,682 | $12.5K | EDGAR |
| 2020-03-02 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +11,365 | $12.5K | EDGAR |
| 2019-09-12 | Synacor, Inc. (SYNC) Delisted | Grant (A) | +17,362 | $25.0K | EDGAR |
| 2019-05-20 | Synacor, Inc. (SYNC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-05-21 | Synacor, Inc. (SYNC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2017-05-22 | Synacor, Inc. (SYNC) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.