Philip A Fain

CIK 1294958 · CFO and Treasurer · last filed 2024-04-19

Philip A Fain is a CFO and Treasurer who has filed 32 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing shows the insider exercised options covering $41.0K of ULBI on Apr 19, 2024. Across all open-market trades the lifetime net is +$266.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $865.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$865.4K

Companies

Total Filings

Lifetime Open-Market Net

$266.7K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ULBI price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

C/O CXO ON THE GO OF DELAWARE, LLC
3349 MONROE AVENUE, # 256
ROCHESTER, NY 14618

Formerly Known As

Fain Phillip (2004–2004)

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ULBI	CFO and Treasurer	137,809	$6.28	$865.4K	$266.7K	32	2024-04-19

Recent Filings

32 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2024-04-19	ULBI	Exer (M)	+7,179	$41.0K	EDGAR
2023-12-11	ULBI	Grant (A)	—	$0	EDGAR
2023-05-23	ULBI	Exer (M)	+630	$2.7K	EDGAR
2022-12-08	ULBI	Buy (P)	+1,500	$6.0K	EDGAR
2022-03-04	ULBI	Exer (M)	+8,500	$31.5K	EDGAR
2021-12-16	ULBI	Buy (P)	+1,840	$10.0K	EDGAR
2021-10-22	ULBI	Grant (A)	—	$0	EDGAR
2021-03-03	ULBI	Exer (M)	+23,160	$91.2K	EDGAR
2020-04-23	ULBI	Grant (A)	—	$0	EDGAR
2020-02-28	ULBI	Buy (P)	+2,771	$20.2K	EDGAR

Showing 1–10 of 32

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.