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PHILIP A FAIN

CIK 1294958 · CFO and Treasurer · last filed 2024-04-19

PHILIP A FAIN is a CFO and Treasurer who has filed 32 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing shows the insider exercised options covering $41.0K of ULBI on Apr 19, 2024. Across all open-market trades the lifetime net is +$266.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $853.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$853.0K

Companies

1

Total Filings

32

Lifetime Open-Market Net

$266.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ULBI CFO and Treasurer 137,809 $6.19 $853.0K $266.7K 32 2024-04-19

Recent Filings

32 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-04-19 ULBI Exer (M) +7,179 $41.0K EDGAR
2023-12-11 ULBI Grant (A) — $0 EDGAR
2023-05-23 ULBI Exer (M) +630 $2.7K EDGAR
2022-12-08 ULBI Buy (P) +1,500 $6.0K EDGAR
2022-03-04 ULBI Exer (M) +8,500 $31.5K EDGAR
2021-12-16 ULBI Buy (P) +1,840 $10.0K EDGAR
2021-10-22 ULBI Grant (A) — $0 EDGAR
2021-03-03 ULBI Exer (M) +23,160 $91.2K EDGAR
2020-04-23 ULBI Grant (A) — $0 EDGAR
2020-02-28 ULBI Buy (P) +2,771 $20.2K EDGAR
Showing 1–10 of 32
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.