Richard P Simon
CIK 1296123 · last filed 2025-02-21
Richard P Simon is a corporate insider who has filed 81 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for CNS, was dated Feb 21, 2025. Across all open-market trades the lifetime net is −$2.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CNS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
1166 AVENUE OF THE AMERICAS, 30TH FLOOR
NEW YORK, NY 10036
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CNS | Director | 16,429 | $69.63 | $1.14M | -$2.05M | 77 | 2025-02-21 |
Recent Filings
81 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-02-21 | CNS | Grant (A) | +180 | $0 | EDGAR |
| 2025-01-03 | CNS | Grant (A) | +298 | $0 | EDGAR |
| 2024-10-02 | CNS | Grant (A) | +291 | $0 | EDGAR |
| 2024-07-23 | CNS | Sell (S) | −7,000 | -$564.3K | EDGAR |
| 2024-07-22 | CNS | Notice (144) | −7,000 | -$564.3K | EDGAR |
| 2024-07-02 | CNS | Grant (A) | +383 | $0 | EDGAR |
| 2024-04-02 | CNS | Grant (A) | +362 | $0 | EDGAR |
| 2024-02-26 | CNS | Notice (144) | −3,058 | -$219.6K | EDGAR |
| 2024-02-26 | CNS | Sell (S) | −10,000 | -$717.8K | EDGAR |
| 2024-02-23 | CNS | Notice (144) | −6,942 | -$498.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.