Richard Bruce
CIK 1296271 · last filed 2012-05-10
Richard Bruce is a corporate insider who has filed 37 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $55.7K of CNS on May 10, 2012. Across all open-market trades the lifetime net is −$372.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CNS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
280 PARK AVENUE
NEW YORK, NY 10017
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CNS | Director | 22,658 | $70.26 | $1.59M | -$372.9K | 37 | 2012-05-10 |
Recent Filings
37 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-05-10 | CNS | Sell (S) | −1,600 | -$55.7K | EDGAR |
| 2012-04-04 | CNS | Grant (A) | +581 | $0 | EDGAR |
| 2012-01-31 | CNS | Sell (S) | −3,900 | -$131.7K | EDGAR |
| 2012-01-05 | CNS | Grant (A) | +628 | $0 | EDGAR |
| 2011-10-04 | CNS | Grant (A) | +670 | $0 | EDGAR |
| 2011-08-15 | CNS | Sell (S) | −1,500 | -$55.5K | EDGAR |
| 2011-07-05 | CNS | Grant (A) | +561 | $0 | EDGAR |
| 2011-04-04 | CNS | Grant (A) | +630 | $0 | EDGAR |
| 2011-03-01 | CNS | Sell (S) | −2,700 | -$78.5K | EDGAR |
| 2011-01-04 | CNS | Grant (A) | +712 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.