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OCM Principal Opportunities Fund IIIA, L.P.

CIK 1298137 · last filed 2016-11-22

OCM Principal Opportunities Fund IIIA, L.P. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $63.3M of XCO on Nov 22, 2016. Across all open-market trades the lifetime net is +$114.8M, making them a net buyer over the disclosed history. The firm reports its address in Los Angeles, CA. 18 SEC filings were submitted jointly with OCM PRINCIPAL OPPORTUNITIES FUND III L P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$114.83M

Filer Profile

Reported Address
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-6300
State of Incorporation
DE
Related Filers
OCM PRINCIPAL OPPORTUNITIES FUND III L P — 18 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund III GP, L.P. — 18 joint filings, latest 2016-11-22
EXCO RESOURCES INC — 17 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund IV GP LTD — 17 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund IV GP, LP — 17 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund IV, LP — 17 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund IV Delaware GP Inc. — 14 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund IV Delaware, L.P. — 14 joint filings, latest 2016-11-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EXCO RESOURCES INC (XCO) Delisted Director 2,051,912 — — $114.83M 5 2016-11-22

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-22 EXCO RESOURCES INC (XCO) Delisted Sell (S) −56,000,000 -$63.28M EDGAR
2011-12-16 EXCO RESOURCES INC (XCO) Delisted Buy (P) +18,000,000 $178.11M EDGAR
2008-07-22 EXCO RESOURCES INC (XCO) Delisted Conv (C) +284,210,514 $0 EDGAR
2007-11-01 EXCO RESOURCES INC (XCO) Delisted Other (J) — $0 EDGAR
2007-04-09 EXCO RESOURCES INC (XCO) Delisted Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.