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David Swanson

CIK 1298613 · last filed 2026-06-23

David Swanson is a corporate insider who has filed 11 SEC Form 4 insider transactions across 4 companies since 2019. The most recent filing shows the insider sold $8.4K of OPP on Jun 23, 2026. Across all open-market trades the lifetime net is +$105.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $38.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.0K

Companies

4

Total Filings

11

Lifetime Open-Market Net

$105.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OPP Director 885 $7.67 $6.8K $61.8K 5 2026-06-23
RIV Director 1,376 $11.58 $15.9K $22.6K 4 2021-11-15
RFM Director 530 $14.92 $7.9K $10.9K 1 2020-08-17
RMI Director 465 $15.80 $7.3K $10.0K 1 2019-07-08

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-23 OPP Sell (S) −505 -$8.4K EDGAR
2024-12-31 OPP Grant (A) −1,420 -$11.8K EDGAR
2021-12-28 OPP Buy (P) +2,020 $50.1K EDGAR
2021-11-15 RIV Buy (P) +344 $5.8K EDGAR
2021-10-08 OPP Mixed +355 $5.1K EDGAR
2020-11-20 OPP Buy (P) +1,065 $15.0K EDGAR
2020-11-09 RIV Buy (P) +258 $3.6K EDGAR
2020-08-17 RFM Buy (P) +530 $10.9K EDGAR
2019-10-28 RIV Buy (P) +194 $3.2K EDGAR
2019-07-08 RMI Buy (P) +465 $10.0K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.