David Swanson
CIK 1298613 · last filed 2024-12-31
David Swanson is a corporate insider who has filed 10 SEC Form 4 insider transactions across 4 companies since 2019. The most recent filing shows the insider was granted $11.8K of OPPrw on Dec 31, 2024. Across all open-market trades the lifetime net is +$113.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $14.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$14.9K
4
10
$113.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Director | 0 | — | — | $70.3K | 4 | 2024-12-31 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Director | 1,376 | — | — | $22.6K | 4 | 2021-11-15 |
| RFM | Director | 530 | $14.66 | $7.8K | $10.9K | 1 | 2020-08-17 |
| RMI | Director | 465 | $15.34 | $7.1K | $10.0K | 1 | 2019-07-08 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-12-31 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Grant (A) | −1,420 | -$11.8K | EDGAR |
| 2021-12-28 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Buy (P) | +2,020 | $50.1K | EDGAR |
| 2021-11-15 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +344 | $5.8K | EDGAR |
| 2021-10-08 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Mixed | +355 | $5.1K | EDGAR |
| 2020-11-20 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Buy (P) | +1,065 | $15.0K | EDGAR |
| 2020-11-09 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +258 | $3.6K | EDGAR |
| 2020-08-17 | RFM | Buy (P) | +530 | $10.9K | EDGAR |
| 2019-10-28 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +194 | $3.2K | EDGAR |
| 2019-07-08 | RMI | Buy (P) | +465 | $10.0K | EDGAR |
| 2019-07-03 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +580 | $10.0K | EDGAR |