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E Michael Caulfield

CIK 1301044 · last filed 2018-06-06

E Michael Caulfield is a corporate insider who has filed 35 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for UNM, was dated Jun 6, 2018. Across all open-market trades the lifetime net is −$701.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.88M

Companies

2

Total Filings

35

Lifetime Open-Market Net

-$701.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UNM Director 34,564 $83.31 $2.88M -$701.8K 28 2018-06-06
Unum Group (UNN) Delisted Director 7,915 — — $0 7 2007-11-20

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-06-06 UNM Gift (G) −5,260 $0 EDGAR
2018-05-29 UNM Grant (A) +3,892 $0 EDGAR
2017-11-01 UNM Sell (S) −3,814 -$199.9K EDGAR
2017-08-03 UNM Gift (G) −1,632 $0 EDGAR
2017-05-30 UNM Grant (A) +3,304 $0 EDGAR
2016-11-18 UNM Gift (G) −3,715 $0 EDGAR
2016-05-31 UNM Grant (A) +4,125 $0 EDGAR
2015-11-16 UNM Sell (S) −13,890 -$501.9K EDGAR
2015-05-26 UNM Grant (A) +4,006 $0 EDGAR
2013-05-28 UNM Grant (A) +4,354 $0 EDGAR
Showing 1–10 of 35
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.