Home

Norwest Venture Partners IX, LP

CIK 1309124 · last filed 2015-08-05

Norwest Venture Partners IX, LP is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for APIC, was dated Aug 5, 2015. Across all open-market trades the lifetime net is +$261.6K, making them a net buyer over the disclosed history. The firm reports its address in Palo Alto, CA. 11 SEC filings were submitted jointly with Jeffrey Crowe.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

2

Total Filings

10

Lifetime Open-Market Net

$261.6K

Filer Profile

Reported Address
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO, CA 94301
Phone
(650) 321-8000
State of Incorporation
DE
Related Filers
Jeffrey Crowe — 11 joint filings, latest 2016-10-28
Matthew D. Howard — 11 joint filings, latest 2016-10-28
NORWEST VENTURE PARTNERS VIII LP — 11 joint filings, latest 2016-10-28
PROMOD HAQUE — 10 joint filings, latest 2014-03-13
Norwest Venture Partners XI, LP — 7 joint filings, latest 2016-10-28
GEORGE J STILL JR — 6 joint filings, latest 2008-09-02
NORWEST VENTURE PARTNERS VII-A L P — 5 joint filings, latest 2006-05-17
C.M. Capital Advisors, LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Apigee Corp (APIC) Delisted 10%+ Owner 5,449,448 — — $0 2 2015-08-05
Dialogic Inc. (VRAZ) Delisted 10%+ Owner 1,156,752 — — $261.6K 8 2008-09-02

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-08-05 Apigee Corp (APIC) Delisted Other (J) +48,745 $0 EDGAR
2015-05-01 Apigee Corp (APIC) Delisted Conv (C) +31,371,320 $0 EDGAR
2008-09-02 Dialogic Inc. (VRAZ) Delisted Buy (P) +107,799 $150.8K EDGAR
2008-08-18 Dialogic Inc. (VRAZ) Delisted Buy (P) +69,832 $82.6K EDGAR
2008-08-15 Dialogic Inc. (VRAZ) Delisted Buy (P) +26,968 $28.2K EDGAR
2008-03-13 Dialogic Inc. (VRAZ) Delisted Mixed +3,019,784 $0 EDGAR
2007-11-16 Dialogic Inc. (VRAZ) Delisted Other (J) +197,638 $1.08M EDGAR
2007-11-15 Dialogic Inc. (VRAZ) Delisted Other (J) +155,632 $834.7K EDGAR
2007-11-14 Dialogic Inc. (VRAZ) Delisted Other (J) +526,623 $2.36M EDGAR
2007-04-11 Dialogic Inc. (VRAZ) Delisted Mixed +3,019,784 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.