Rosemary L Klein
CIK 1310202 · SVP, CLO & Corp. Sec. · last filed 2026-03-20
Rosemary L Klein is a SVP, CLO & Corp. Sec. who has filed 45 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider sold $1.6M of CNR on Mar 20, 2026. Across all open-market trades the lifetime net is −$2.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.3M across reported positions. 7 SEC filings were submitted jointly with CONSOL Energy Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CNR price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
ST. LOUIS, MO 63141
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CNR | SVP, CLO & Corp. Sec. | 58,679 | $90.35 | $5.30M | -$1.60M | 4 | 2026-03-20 |
| ARCH RESOURCES, INC. (ARCH) Delisted | Sr. VP, Gen Counsel and Secary | 0 | $134.83 | $0 | -$1.19M | 21 | 2025-01-14 |
| SPARTECH CORP (SEH) Delisted | Sr. Vice Pres., Gen. Counsel | 0 | — | — | $0 | 12 | 2013-03-13 |
| SOLUTIA INC (SOA) Delisted | Sr. V-P, Secretary & GC | 22,785 | — | — | $26.0K | 3 | 2009-01-06 |
Recent Filings
45 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-20 | CNR | Sell (S) | −15,000 | -$1.60M | EDGAR |
| 2026-03-19 | CNR | Notice (144) | −15,000 | -$1.60M | EDGAR |
| 2026-02-23 | CNR | — | — | $0 | EDGAR |
| 2026-02-19 | CNR | Mixed | +3,817 | -$110.6K | EDGAR |
| 2025-02-20 | CNR | Grant (A) | +10,248 | $0 | EDGAR |
| 2025-01-16 | — | Grant (A) | +54,602 | $0 | |
| 2025-01-14 | ARCH RESOURCES, INC. (ARCH) Delisted | Disp (D) | −27,457 | $0 | EDGAR |
| 2024-10-15 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +422 | -$48.9K | EDGAR |
| 2024-02-27 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +18,603 | -$2.38M | EDGAR |
| 2024-02-22 | ARCH RESOURCES, INC. (ARCH) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.