Rosemary L Klein

CIK 1310202 · SVP, CLO & Corp. Sec. · last filed 2026-03-20

Rosemary L Klein is a SVP, CLO & Corp. Sec. who has filed 45 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider sold $1.6M of CNR on Mar 20, 2026. Across all open-market trades the lifetime net is −$2.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.94M

Companies

4

Total Filings

45

Lifetime Open-Market Net

-$2.77M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CNR SVP, CLO & Corp. Sec. 58,679 $101.24 $5.94M -$1.60M 4 2026-03-20
ARCH RESOURCES, INC. (ARCH) Delisted Sr. VP, Gen Counsel and Secary 0 $134.83 $0 -$1.19M 21 2025-01-14
SPARTECH CORP (SEH) Delisted Sr. Vice Pres., Gen. Counsel 0 $0 12 2013-03-13
SOLUTIA INC (SOA) Delisted Sr. V-P, Secretary & GC 22,785 $26.0K 3 2009-01-06

Recent Filings

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-03-20 CNR Sell (S) −15,000 -$1.60M EDGAR
2026-03-19 CNR Notice (144) −15,000 -$1.60M EDGAR
2026-02-23 CNR $0 EDGAR
2026-02-19 CNR Mixed +3,817 -$110.6K EDGAR
2025-02-20 CNR Grant (A) +10,248 $0 EDGAR
2025-01-16 Grant (A) +54,602 $0
2025-01-14 ARCH RESOURCES, INC. (ARCH) Delisted Disp (D) −27,457 $0 EDGAR
2024-10-15 ARCH RESOURCES, INC. (ARCH) Delisted Mixed +422 -$48.9K EDGAR
2024-02-27 ARCH RESOURCES, INC. (ARCH) Delisted Mixed +18,603 -$2.38M EDGAR
2024-02-22 ARCH RESOURCES, INC. (ARCH) Delisted Grant (A) $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.