Rosemary L Klein
CIK 1310202 · SVP, CLO & Corp. Sec. · last filed 2026-03-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.94M
Companies
4
Total Filings
45
Lifetime Open-Market Net
-$2.77M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CNR | SVP, CLO & Corp. Sec. | 58,679 | $101.24 | $5.94M | -$1.60M | 4 | 2026-03-20 |
| ARCH RESOURCES, INC. (ARCH) Delisted | Sr. VP, Gen Counsel and Secary | 0 | $134.83 | $0 | -$1.19M | 21 | 2025-01-14 |
| SPARTECH CORP (SEH) Delisted | Sr. Vice Pres., Gen. Counsel | 0 | — | — | $0 | 12 | 2013-03-13 |
| SOLUTIA INC (SOA) Delisted | Sr. V-P, Secretary & GC | 22,785 | — | — | $26.0K | 3 | 2009-01-06 |
Recent Filings · Page 3 of 5
45 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-02-13 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +1,245 | -$81.4K | EDGAR |
| 2022-10-17 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +179 | -$27.5K | EDGAR |
| 2022-03-01 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +3,314 | -$272.9K | EDGAR |
| 2022-02-14 | ARCH RESOURCES, INC. (ARCH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2021-10-27 | ARCH RESOURCES, INC. (ARCH) Delisted | Sell (S) | −68 | -$6.6K | EDGAR |
| 2021-10-27 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +665 | -$18.0K | EDGAR |
| 2021-10-14 | ARCH RESOURCES, INC. (ARCH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2021-03-02 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +233 | -$15.3K | EDGAR |
| 2021-02-26 | ARCH RESOURCES, INC. (ARCH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2021-02-24 | ARCH RESOURCES, INC. (ARCH) Delisted | Mixed | +818 | -$22.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.